Effective date: 2026-07-06

Last updated: 2026-07-06

Who We Are

Small Victories Wealth ("we," "us,", "SVW," or "our") is a financial planning firm based in San Jose, California. This policy explains what information we collect through our website, https://www.smallvictorieswealth.com, and through our client communications — including text messaging — and how we use and protect it. If you have questions about anything here, contact us using the details at the bottom of this page.

Information We Collect

We collect information in a few ways:

·Information you give us directly — your name, email address, and phone number when you fill out a contact form, schedule a meeting, or sign up to receive text messages from us.

·Information collected automatically — like most websites, ours may collect basic technical data such as browser type, device type, and pages visited, through cookies or similar tools.

·Client information — if you become a client, we collect additional personal and financial information needed to provide our services. That information is covered by our separate consumer privacy notice, which we deliver to clients as required by federal privacy regulations.

How We Use Your Information

We use the information we collect to:

·Respond to your inquiries and schedule meetings

·Provide financial planning and advisory services to clients

·Send appointment reminders, service updates, and other communications you've asked for — including text messages if you've opted in

·Operate, maintain, and improve our website

·Meet our legal and regulatory obligations as a registered investment adviser

We do not sell your personal information. Period.

Text Messaging (SMS) Program

We offer text messaging as a convenience for clients and prospective clients — things like appointment reminders, scheduling, and brief service-related updates. Here's how the program works and what you're agreeing to when you opt in.

Consent and Opt-In

You will only receive text messages from us if you have opted in — for example, by providing your mobile number and agreeing to receive texts through a form on our website, in writing, or verbally during our work together. Consent to receive text messages is not a condition of becoming a client or purchasing any service.

Message Frequency and Rates

Message frequency varies based on your interactions with us. Message and data rates may apply depending on your mobile carrier plan. Carriers are not liable for delayed or undelivered messages.

How to Opt Out

You can cancel text messages at any time by replying STOP to any message from us. After you send STOP, we will send a final message confirming you have been unsubscribed, and you will receive no further texts from us unless you opt in again. You can also opt out by contacting us directly using the information at the bottom of this policy.

Help

If you need assistance at any time, reply HELP to any message from us, or contact us at vince@smallvictorieswealth.com or 408-465-9082.

Mobile Information Sharing

No mobile information will be shared with third parties or affiliates for marketing or promotional purposes. All the above categories exclude text messaging originator opt-in data and consent; this information will not be shared with any third parties.

We use a third-party text messaging service provider solely to deliver messages on our behalf. That provider is contractually limited to using your information only to provide the messaging service — never for its own marketing.

How We Share Information

We share personal information only in these limited situations:

·Service providers — companies that help us run our business, such as our scheduling, client portal, custodian, and messaging platforms. They can only use your information to perform services for us.

·Legal and regulatory requirements — when required by law, regulation, subpoena, or our regulators.

·With your direction — for example, if you ask us to coordinate with your accountant or attorney.

We never sell or rent your personal information to anyone, and as noted above, your mobile number and texting opt-in data are never shared with third parties for their marketing purposes.

Data Security

We use reasonable administrative, technical, and physical safeguards to protect your personal information — including secure file-sharing tools for sensitive documents and access controls on our systems. No method of transmission or storage is 100% secure, but protecting your information is something we take seriously as a regulated financial services firm.

Data Retention

We keep personal information only as long as needed for the purposes described in this policy, and as required by the recordkeeping rules that apply to registered investment advisers.

Your Choices and California Privacy Rights

You can opt out of text messages at any time (reply STOP), unsubscribe from marketing emails using the link in any email, and contact us to ask what information we hold about you or to request corrections. If you are a California resident, you may have additional rights under California law regarding your personal information; contact us and we will respond to any request as required by applicable law. Note that information we collect in connection with providing financial services is generally governed by federal financial privacy law (the Gramm-Leach-Bliley Act) and our consumer privacy notice.

Children's Privacy

Our website and services are intended for adults. We do not knowingly collect personal information from anyone under 18.

Clients: Our Consumer Privacy Notice

If you are a client, you also receive our consumer privacy notice, which describes in more detail how we handle nonpublic personal financial information under federal privacy regulations. That notice is delivered when you become a client and as required thereafter. This website policy supplements — and does not replace — that notice.

Changes to This Policy

If we make material changes to this policy, we will update the date at the top of this page and, where required, notify you directly. We encourage you to review this page from time to time.

Contact Us

Small Victories Wealth

San Jose, California

Email: vince@smallvictorieswealth.com

Phone: 408-465-9082

Website: https://www.smallvictorieswealth.com